Main responsibilities

Our client is a well established, financial services organisation providing trading in financial derivatives and stockbroking services to retail traders. As they are currently expanding an operation in Krakow, they are looking for skilled professionals for their newly created Complience team.

Role Responsibilities:

• Analyzing and reporting on Market Abuse, compliance monitoring using the Scila system
• Analyzing and reporting on Anti-Money Laundering and Counter-Terrorism Financing suspicious transaction alerts
• Compliance monitoring as detailed in the Spectrum Compliance Monitoring Plan, evaluation of findings and follow up for recommendations for change
• Preparing responses to regulatory requests
• Preparing independent compliance responses to complaints and dealing with relevant agencies
• Assist in the annual review programme of Spectrum compliance policies, procedures and the enhancement of compliance systems and prepare reports

Person Specifications

Degree  in Accounting/Banking/ Finance  or related discipline
Prior Compliance, Surveillance or KYC/AML environment experience
Fluent English and German Language Skills as a big asset
A general understanding of Spectrum’s products (turbo warrants)
An inquisitive and analytical approach to problem solving and a willingness to be decisive when considering the right judgement in each case are essential
Ability to work independently and towards deadlines

CFW - Magdalena Pisarek
Magdalena Pisarek

Hi, I’m Magdalena Pisarek and I’m the person to talk to if you’re interested in this job.

Phone:+48 12 3549 468 Email:magdalenapisarek@cfw.pl Connect on:

Are you interested?

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